Proof of Bernstein Theorem

Now, we are ready to prove the Bernstein Theorem up to the dimension \(n\leq 7\).

Theorem 3.4.1

Suppose \(u\) is a solution of the minimal surface equation on \(\mathbb{R}^n\) and \(n\leq 7\). Then, \(u\) is an affine function.

More analysis on the stationary cones

Recall that the Jacobi operator is defined as

\[ L(\varphi) = \Delta \varphi + |A|^{2}\varphi \]

for any smooth function \(\varphi\) on the regular part of \(M\). If \(M^n\subset\mathbb{R}^{n+1}\) is a stationary cone with isolated singular point \(0\), then we can rewrite the Jacobi operator as

\[ L(\varphi)=\frac{\partial ^{2}\varphi}{\partial r^2}+\frac{n-1}{r}\frac{\partial \varphi}{\partial r}+\frac{1}{r^{2}}\left( \Delta^\Sigma \varphi + |A_\Sigma|^{2}\varphi \right) \]

where \(\Sigma=M \cap \mathbb{S}^{n}\). This is called the link of the stationary cone, which is a minimal hypersurface in \(\mathbb{S}^{n}\).

So it is important to study the operator \(\Delta^\Sigma + |A_\Sigma|^{2}\) on the link \(\Sigma\). Suppose \(\Sigma\) is not totally geodesic, we define \(\lambda_1(\Sigma)\) to be the first eigenvalue of the operator \(-\Delta^\Sigma - |A_\Sigma|^{2}\) by

\[ \lambda_1(\Sigma)=\inf_{\varphi \in H^1(\Sigma), \varphi \neq 0} \frac{\int_\Sigma |\nabla \varphi|^2 - |A_\Sigma|^2 \varphi^2 d\Sigma}{\int_\Sigma \varphi^2 d\Sigma} \]
Theorem 3.4.2

We have \(\lambda_1(\Sigma)\leq -(n-1)\).

Proof. We use the following Simons inequality for the link \(\Sigma\):

\[ |A_\Sigma|\Delta^\Sigma|A_\Sigma|+|A_\Sigma|^4\geq \frac{2}{n-1}|\nabla |A_\Sigma||^2+(n-1)|A_\Sigma|^2. \]

Now, we directly integrate the inequality over \(\Sigma\) to get

\[ \int_{\Sigma} |\nabla |A_\Sigma||^2 - |A_\Sigma|^4 \leq -(n-1)\int_{\Sigma} |A_\Sigma|^2. \]

Using \(|A_\Sigma|\) as a test function in the Rayleigh quotient gives

\[ \lambda_1(\Sigma)\leq \frac{\int_\Sigma |\nabla |A_\Sigma||^2-|A_\Sigma|^4\,d\Sigma} {\int_\Sigma |A_\Sigma|^2\,d\Sigma} \leq -(n-1). \]

Proposition 3.4.3

Suppose \(\varphi\) is a smooth function on \(\Sigma\) achieving the infimum in the definition of \(\lambda_1(\Sigma)\). If \(u\) is a positive Jacobi field on \(M\), then if we define

\[ V(r):=\int_{ \Sigma} \varphi(x) u(r x) d\Sigma(x) \]

Then

\[ (V(r)r^{\kappa_n})'\leq 0 \]

for \(\kappa_n:=\frac{n-2}{2}-\sqrt{\frac{(n-2)^{2}}{4}-(n-1)}\).

Proof. We compute

\[ \begin{aligned} V''(r) &= \int_{\Sigma} \varphi(x) \frac{\partial^2}{\partial r^2}u(r x) \, d\Sigma(x) \\ &= -\frac{n-1}{r} V'(r) - \frac{1}{r^2} \int_{\Sigma} \varphi(x) \big( \Delta^\Sigma u(r x) + |A_\Sigma|^2 u(r x) \big) \, d\Sigma(x) \\ &= -\frac{n-1}{r} V'(r) - \frac{1}{r^2} \int_{\Sigma} u(r x) \big( \Delta^\Sigma \varphi(x) + |A_\Sigma|^2 \varphi(x) \big) \, d\Sigma(x) \\ &\leq -\frac{n-1}{r} V'(r) - \frac{n-1}{r^2} V(r) \end{aligned} \]

where in the last step we used that \(\varphi\) is an eigenfunction of the operator \(-\Delta^\Sigma - |A_\Sigma|^2\) with eigenvalue \(\lambda_1(\Sigma) \leq -(n-1)\), and that \(u\gt{}0\). The proof is finished by analyzing the resulting ODE inequality. ◻

We consider \(W(t)=V(t^{-1/\beta})t^{\gamma/\beta}\).

Then, we can choose \(\beta\) and \(\gamma\) such that \(W''(t)\leq 0\). To see this, we compute

\[ \begin{aligned} W''(t) &= \frac{1}{\beta^2} t^{\frac{\gamma}{\beta}-2} \left( V''(t^{-1/\beta})t^{-2/\beta} + V'(t^{-1/\beta})t^{-1/\beta}((1+\beta)-2\gamma) + V(t^{-1/\beta})\gamma(\gamma-\beta) \right) \\ \end{aligned} \]

So we have

\[ 1+\beta-2\gamma = \gamma(\gamma-\beta)=n-1 \]

The choice of \(\gamma = -\kappa_n\) and \(\beta = 2\sqrt{\frac{(n-2)^{2}}{4}-(n-1)}\) satisfies the above equations, and hence \(W''(t)\leq 0\). Since \(t=r^{-\beta}\) and \(W(t)=V(r)r^{\kappa_n}\), this concavity gives the desired monotonicity of \(V(r)r^{\kappa_n}\) in the \(r\) variable.

We are ready to prove the Bernstein Theorem. We need to study the blow-down limit of the graph of \(u\). This is due to De Giorgi [DG65].

Theorem 3.4.4

Let \(u\) solve the minimal surface equation on \(\mathbb{R}^n\) for \(n\leq 7\). Then the blow-down limit of the graph of \(u\) is a density-one hyperplane in \(\mathbb{R}^{n+1}\).

Proof. Suppose \(M\) is the graph of \(u\). Then it is a minimal hypersurface in \(\mathbb{R}^{n+1}\), and it is minimizing area in \(\mathbb{R}^{n+1}\).

Let \(P\) be the region \(\{ (x,y) \in \mathbb{R}^n \times \mathbb{R}: y\lt{}u(x) \}\). By the previous result, we know \(P\) is perimeter minimizer in \(\mathbb{R}^{n+1}\). We consider the blow-down limit of \(P\) defined as follows. Define \(P_r:=\frac{1}{r}P\). Up to a subsequence, \(P_r\) converges to a set \(P_\infty\) in \(L^1_{\mathrm{loc}}(\mathbb{R}^{n+1})\). By compactness, \(P_\infty\) is a perimeter minimizer in \(\mathbb{R}^{n+1}\). The boundary of \(P_r\), denoted by \(M_r\), converges to the boundary of \(P_\infty\) in the varifold sense; denote the limit by \(V_\infty\).

By the previous regularity result, we know \(\mathrm{sing}\,\|V_\infty\|\) is empty or discrete. If it is empty, then \(V_\infty\) is a density-one hyperplane in \(\mathbb{R}^{n+1}\). If it is discrete, then \(V_\infty\) can only have an isolated singular point at the vertex \(0\), since it is a stationary cone.

Now, we consider \(P'_r:=P_r+e_{n+1}\). This is again a perimeter minimizer in \(\mathbb{R}^{n+1}\), and we have \(P_r \subset P'_r\). Up to a subsequence, \(P'_r\) converges to a set \(P'_\infty\), and \(P'_\infty = P_\infty + e_{n+1}\). In particular, \(P_\infty \subset P'_\infty\). By the strong maximum principle, we have either \(P_\infty = P'_\infty\), or their boundaries are disjoint. In the first case, we are done, since \(V_\infty\) is translation invariant along \(e_{n+1}\) direction, it can only be a density-one hyperplane in \(\mathbb{R}^{n+1}\). In the second case, we know that \(V_\infty+\lambda e_{n+1}\) is disjoint from \(V_\infty\) for any \(\lambda\gt{}0\). Hence, we can construct a positive Jacobi field \(u\) on \(M_\infty\) by \(u:=\left< \nu_{M_\infty}, e_{n+1} \right>\) where \(M_\infty:=\mathrm{reg}\|V_\infty\|\). Now, for the function \(V(r):=\int_{ \Sigma} \varphi(x) u(r x) d\Sigma(x)\), we have

\[ V(r)\leq \int_{ \Sigma} \varphi(x) \leq C \]

where \(C\) is independent of \(r\). On the other hand, we have \(\kappa_7=2\), and hence

\[ V(r)\geq \frac{V(1)}{r^2} \text{ for } 0\lt{}r\lt{}1, \]

which implies \(V(r)\to +\infty\) as \(r\to 0\). This contradiction implies \(\Sigma\) is totally geodesic, and hence \(M_\infty\) is a density-one hyperplane in \(\mathbb{R}^{n+1}\). ◻

Proof. By Allard’s regularity theorem, \(M_r\) converges smoothly to a minimal hypersurface \(M_\infty\) in \(\mathbb{R}^{n+1}\).

In particular, if we denote \(A_r\) to be the second fundamental form of \(M_r\), then for any fixed \(x\in M=M_1\), we have

\[ A_r(\frac{x}{r})\to A_\infty(0)=0 \]

On the other hand, we have

\[ A_r(\frac{x}{r})=rA(x) \]

which implies \(A(x)=0\). Hence, \(M\) is flat, so \(u\) is an affine function. ◻

Gaoming Wang
Gaoming Wang
Assistant Professor

My research interests include Geometric Analysis and Partial Differential Equations.