Sketch of Wickramasekera’s Regularity Theorem

Theorem 4.5.1

Suppose \(V_i\) is a sequence of stationary integral \(n\)-varifolds in \(B_2^{n+1}(0)\) and \(V_i\) also satisfies the following conditions:

  1. \(0\in \mathrm{spt}\|V_i\|\).

  2. \(\|V_i\|(B_2^{n+1}(0))\leq \Lambda\) for some constant \(\Lambda\gt{}0\) independent of \(i\).

  3. (Stability) Each \(V_i\) is stable in \(B_2^{n+1}(0)\) on its regular set, i.e., for any \(\phi \in C_c^1(\mathrm{reg}V_i)\),

\[ \int_{\mathrm{reg}V_i} |A_i|^2 \phi^2 d\|V_i\| \leq \int_{\mathrm{reg}V_i} |\nabla \phi|^2 d\|V_i\|. \]
  1. (Alpha-Structural Hypothesis) There exists \(\alpha\in (0,1)\) such that for each \(i\), no point of \(\mathrm{spt}\|V_i\|\cap B_1^{n+1}(0)\) has a neighborhood in which \(\mathrm{spt}\|V_i\|\) is the union of three or more embedded \(C^{1,\alpha}\) hypersurfaces-with-boundary meeting only along their common boundary.

Then, up to a subsequence, \(V_i\) converges in the varifold sense to a stationary integral \(n\)-varifold \(V_\infty\) in \(B_2^{n+1}(0)\), which is stable and whose singular set in \(B_2^{n+1}(0)\) has Hausdorff dimension at most \(n-7\).

We write the class of such varifolds as \(\mathcal{V}_\alpha(\Lambda)\).

Theorem 4.5.2

Let \(V_i\in \mathcal{V}_\alpha(\Lambda)\) such that \(V_i \to q|B_2^n(0) \times \{ 0 \}\) in the varifold sense. Then, for \(i\) large enough, we have

\[ V_{i}\left.\right|_{B_1^n \times \mathbb{R}} = \sum_{k=1}^{q} |\text{graph}u_{i,k}|, \]

with \(u_{i,1}\leq \cdots \leq u_{i,q}\) and \(u_{i,k}\) are smooth functions such that

\[ \|u_{i,k}\|_{C^{1,\alpha}(B_1^n)}^{2} \leq C \int_{B_2 } x_{n+1}^{2} d\|V_{i}\| \]

for some constant \(C=C(n,\alpha,\Lambda)\gt{}0\) independent of \(i\).

Theorem 4.5.3

Suppose \(\boldsymbol{C}\) is a classical cone. There is no sequence of varifolds \(V_i\in \mathcal{V}_\alpha(\Lambda)\) such that \(V_i \to \boldsymbol{C}|_{B_2(0)}\) in the varifold sense.

Recall that a classical cone

\[ \boldsymbol{C}:= \sum_{i=1}^{N} q_i |H_i| \]

where \(H_i\) are \(n\)-dimensional half-hyperplanes in \(\mathbb{R}^{n+1}\) such that they contains origin and share the same boundary and \(q_i\) are positive integers.

Sketch of the proof

  1. The two theorems are proved simultaneously by induction on the density of planes and cones. Assume that the sheeting theorem holds for \(q\leq q_0\) and that the minimal distance theorem holds for \(\Theta(\boldsymbol{C},0)\leq q_0\).

  2. Show that minimal distance theorem holds for \(\Theta(\boldsymbol{C},0)\leq q_0+1\). It is enough to treat the densities \(\Theta(\boldsymbol{C},0)=q_0+\frac{1}{2}\) and \(q_0+1\).

  3. Show that the sheeting theorem holds for \(q=q_0+1\).

  4. Dimension reduction argument plus the classification of stable cones implies that the singular set of \(V_\infty\) has Hausdorff dimension at most \(n-7\).

Proof of the minimal distance theorem

  1. Assume the sheeting theorem holds for \(q\leq q_0\) and the minimal distance theorem holds for \(\Theta(\boldsymbol{C},0)\leq q_0\). Together with dimension reduction, this implies the desired regularity whenever \(\Theta(\|V\|,X)\leq q_0\) for all \(X\in B_2(0)\).

  2. Suppose \(V\) is sufficiently close to a classical cone \(\boldsymbol{C}\) in the varifold sense and \(\Theta(\|V\|,0)\geq \Theta(\|\boldsymbol{C}\|,0)\). Then, outside neighborhood of the singular set of \(\boldsymbol{C}\), using the sheeting theorem, we can write \(V\) as a union of smooth graphs over the half-hyperplanes in \(\boldsymbol{C}\).

  3. Establish the \(L^{2}\)-estimate for these graphs and key \(L^{2}\) improvement in a smaller scale, following Simon’s cylindrical-singularity argument [Sim93].

  4. By iteration, we can obtain the set \(\{ \Theta(\|V\|,X)\geq \Theta(\|\boldsymbol{C}\|,0)\}\) is \(C^{1,\alpha}\)-regular for some \(\alpha\gt{}0\), which implies \(V\) has classical singularity at \(0\), which is a contradiction.

Proof of the sheeting theorem

  1. Same induction assumption as above.

  2. Write \(V_i\) as a union of Lipschitz graphs \(u_{i,k}\) over the plane \(\{ x_{n+1}=0 \}\) outside a small bad set.

  3. Consider the blow-up class \(v\), which is the limit of \(E(V_i)^{-1}u_{i,k}\) where \(E(V_i)\) is the \(L^{2}\)-excess of \(V_i\).

  4. (\(\star\)) Prove that \(v=(v_k)\) is harmonic.

First, we need a Lipschitz approximation for stationary varifolds.

Theorem 4.5.4

Fix \(q\in\mathbb{Z}_{\geq 1}\) and \(\sigma\in(0,1)\). Then there exists \(\varepsilon_0=\varepsilon_0(n,q,\sigma)\in(0,1)\) such that the following holds. Let \(V\) be a stationary integral \(n\)-varifold in \(B_2^{n+1}(0)\) such that:

  1. \(\displaystyle \frac{1}{\omega_n 2^n}\,\|V\|\bigl(B_2^{n+1}(0)\bigr) \lt{} q+\frac12\) and \(\displaystyle q-\frac12 \leq \frac{1}{\omega_n}\,\|V\|\bigl(\mathbb{R}\times B_1^n(0)\bigr) \lt{} q+\frac12\);

  2. \(\displaystyle \hat{E}^2(V) := \int_{\mathbb{R}\times B_1^n(0)} |x^1|^2\,\mathrm{d}\|V\|(X) \lt{} \varepsilon_0\).

Then there exists \(\mathcal{H}^n\)-measurable \(\Sigma\subset B_\sigma^n(0)\) such that:

  1. \(\displaystyle \mathcal{H}^n(\Sigma)+\|V\|(\mathbb{R}\times\Sigma) \leq C\,\hat{E}_V^2\);

  2. there exist Lipschitz functions \(u_1,\ldots,u_q:B_\sigma^n(0)\to\mathbb{R}\) with \(\operatorname{Lip}(u_j)\leq\frac12\), \(u_1\leq\cdots\leq u_q\), \(\displaystyle \sup_{B_\sigma^n(0)} |u_j| \leq C\,\hat{E}_V^{\frac{1}{n+1}}\), and

\[ V \mathbin{\llcorner} \bigl(\mathbb{R}\times (B_\sigma^n(0)\setminus\Sigma)\bigr) = \sum_{j=1}^q \bigl|\text{graph}(u_j|_{B_\sigma^n(0)\setminus\Sigma})\bigr|. \]

Here \(C=C(n,q,\sigma)\in(0,\infty)\).

Moreover, we can establish the following estimate

\[ \int_{B_\sigma(0) } \sum_k |u_k|^{2}+|Du_k|^{2} \leq C E^{2}(V). \]
Definition 4.5.5

We consider \(V_i\) as above such that \(\hat{E}^{2}(V_i) \to 0^+\) and \(\sigma_i \to 1\) as \(i\to \infty\). The above estimate implies that \(\hat{u}_k:=E^{-1}u_k\) satisfies

\[ \sum_{k}^{}\|u_k\|_{W^{1,2}(B_{\sigma_i}(0))}^{2} \leq C. \]

Up to a subsequence, we can find a weak limit function \(v\). The blow-up class \(\mathcal{B}_q\) is the collection of all such limits.

Theorem 4.5.6

The blow-up class \(\mathcal{B}_q\) has the following properties:

  1. \(\mathcal{B}_q\subset W^{1,2}_{\mathrm{loc}}(B_1^n(0);\mathbb{R}^q)\cap L^2(B_1^n(0);\mathbb{R}^q)\).

  2. If \(v\in\mathcal{B}_q\), then \(v^1\leq v^2\leq\cdots\leq v^q\).

  3. If \(v\in\mathcal{B}_q\), then \(\Delta v_a=0\) in \(B_1^n(0)\), where \(v_a=q^{-1}\sum_{j=1}^q v^j\).

  4. For each \(v\in\mathcal{B}_q\) and each \(z\in B_1^n(0)\), either (\(\mathcal{B}\)4 I**)** or (\(\mathcal{B}\)4 II**)** below holds:

    (\(\mathcal{B}\)4 I**)** (Hardt–Simon inequality [HS79]). For each \(\rho\in\bigl(0,\tfrac{3}{8}(1-|z|)\bigr]\),

\[ \sum_{j=1}^q \int_{B_{\rho/2}^n(z)} R_z^{\,2-n}\left(\frac{\partial}{\partial R_z}\Bigl(\frac{v^j-v_a(z)}{R_z}\Bigr)\right)^{\!2}\,\mathrm{d}x \leq C\rho^{-n-2}\int_{B_\rho^n(z)}\bigl|v-\ell_{v,z}\bigr|^2\,\mathrm{d}x, \]

where \(R_z(x)=|x-z|\), \(\ell_{v,z}(x)=v_a(z)+Dv_a(z)\cdot(x-z)\), and \(v-\ell_{v,z}=\bigl(v^1-\ell_{v,z},\ldots,v^q-\ell_{v,z}\bigr)\).

**(**<span class="math inline">&#92;&#40;&#92;&#109;&#97;&#116;&#104;&#99;&#97;&#108;&#123;&#66;&#125;&#92;&#41;</span><!-- -->4 *II***)** There exists <span class="math inline">&#92;&#40;&#92;&#115;&#105;&#103;&#109;&#97;&#61;&#92;&#115;&#105;&#103;&#109;&#97;&#40;&#122;&#41;&#92;&#105;&#110;&#40;&#48;&#44;&#49;&#45;&#124;&#122;&#124;&#93;&#92;&#41;</span> such that <span class="math inline">&#92;&#40;&#92;&#68;&#101;&#108;&#116;&#97;&#32;&#118;&#61;&#48;&#92;&#41;</span> in <span class="math inline">&#92;&#40;&#66;&#95;&#92;&#115;&#105;&#103;&#109;&#97;&#94;&#110;&#40;&#122;&#41;&#92;&#41;</span>.
  1. If \(v\in\mathcal{B}_q\), then:

    (\(\mathcal{B}\)5 I**)** \(\displaystyle \tilde{v}_{z,\sigma}(\cdot)\equiv \|v(z+\sigma(\cdot))\|_{L^2(B_1^n(0))}^{-1}\,v(z+\sigma(\cdot))\in\mathcal{B}_q\) for each \(z\in B_1^n(0)\) and \(\sigma\in\bigl(0,\tfrac{3}{8}(1-|z|)\bigr]\) whenever \(v\not\equiv 0\) in \(B_\sigma^n(z)\);

    (\(\mathcal{B}\)5 II**)** \(v\circ\gamma\in\mathcal{B}_q\) for each orthogonal rotation \(\gamma\) of \(\mathbb{R}^n\);

    (\(\mathcal{B}\)5 III**)** \(\|v-\ell_v\|_{L^2(B_1^n(0))}^{-1}(v-\ell_v)\in\mathcal{B}_q\) whenever \(v-\ell_v\not\equiv 0\) in \(B_1^n(0)\), where \(\ell_v(x)=v_a(0)+Dv_a(0)\cdot x\) for \(x\in\mathbb{R}^n\) and \(v-\ell_v=\bigl(v^1-\ell_v,\ldots,v^q-\ell_v\bigr)\).

  2. If \(\{v_k\}_{k=1}^\infty\subset\mathcal{B}_q\), then there exists a subsequence \(\{k'\}\) of \(\{k\}\) and a function \(v\in\mathcal{B}_q\) such that \(v_{k'}\to v\) locally in \(L^2(B_1^n(0))\) and locally weakly in \(W^{1,2}(B_1^n(0))\).

  3. If \(v\in\mathcal{B}_q\) is such that for each \(j=1,\ldots,q\), there exist linear maps \(L_1^j,L_2^j:\mathbb{R}^n\to\mathbb{R}\) with \(v^j(x^2,y)=L_1^j(x^2,y)\) if \(x^2\gt{}0\), \(v^j(x^2,y)=L_2^j(x^2,y)\) if \(x^2\leq 0\), and \(L_1^j(0,y)=L_2^k(0,y)\) for all \(1\leq j,k\leq q\) and \(y\in\mathbb{R}^{n-1}\), where \((x^2,y)\) are coordinates on \(\mathbb{R}^n\), then \(v^1=v^2=\cdots=v^q=L\) for some linear map \(L:\mathbb{R}^n\to\mathbb{R}\).

Proof.

  1. This a consequence of the definition of the blow-up class.

  2. This is based on \(u_k\leq u_{k+1}\).

  3. This is from the stationary property of \(V_i\).

  4. We can consider a new sequence \(V_i'=(\eta_{z,\sigma})_{\#}V_i\), where its blow-up limit is \(\tilde{v}_{z,\sigma}\). Similarly, we can consider \(V_i'=\gamma_{\#}V_i\), where its blow-up limit is \(v \circ \gamma\). Finally, the last property is from the rotation involving direction \(e_{n+1}\).

  5. This follows from the compactness of the blow-up sequence.

  6. This is one of the key properties of the blow-up class, and the place that stable condition is used. The idea is, either we have good density points accumulating at a given point, which implies the Hardt–Simon inequality. Or we have a density gap, which by our induction assumption, implies that \(v\) is harmonic.

  7. This is the most technical part of the proof. It rules out the possibility that a blow-up class contains the singular model of a classical cone.

Theorem 4.5.7

For any \(v\in\mathcal{B}_q\), we have \(v\) is smooth and harmonic.

Proof. This proof is similar to the classical dimensional reduction argument.

We define the “singular set” of \(v\) as the set of points \(x\in B_1^n(0)\) such that \(\mathcal{B}4 \mathrm{I}\) holds.

First, we can study homogeneous degree-one functions in the blow-up class, namely tangent functions of a given function.

Claim. Each homogeneous 1 function in the blow-up class is a linear function.

Next, we can show that the “singular set” is empty by the dimensional reduction argument. ◻

After proving the blow-up class are all smooth and harmonic, we can show the sheeting theorem holds by using the standard regularity argument.

Proof of the property \(\mathcal{B}7\)

Suppose \(v\in\mathcal{B}_q\) is such that for each \(j=1,\ldots,q\), we can write

\[ v^j(x_1,y)=\lambda^j x_1 \text{ if } x_1\gt{}0, \text{ and } v^j(x_1,y)=\mu^j x_1 \text{ if } x_1\leq 0, \]

for some \(\lambda^j,\mu^j\in\mathbb{R}\).

We define the cone \(\boldsymbol{C}_k\) as the union of the graphs of the functions \(\hat{E}_i \lambda^j x_1\) for \(x_1\gt{}0\) and \(\hat{E}_i \mu^j x_1\) for \(x_1\leq 0\).

We can define the fine excess \(E(V_i)\) as follows:

\[ E(V_i):= \int_{ \mathbb{R} \times B_1^n(0)} d^{2}(X,\boldsymbol{C}_i) d\|V_i\|(X). \]

Clearly, we have \(E(V_i) \leq \hat{E}(V_i)\). But we expect that \(E(V_i)\) is much smaller than \(\hat{E}(V_i)\).

Indeed, we can establish the following under suitable assumptions.

\[ \lim \hat{E}^{-1}(V_i)E(V_i) = 0. \]

By the sheeting theorem, we can write \(V_i\) as a union of smooth graphs over the cones \(\boldsymbol{C}_i\) for \(|x_1|\geq \sigma\).

Now, we define \(h_i\) and \(w_i\) the vector valued function such that

\[ V_i = \sum_{j=1}^{q} |h_i^j+\hat{E}_i \lambda^jx_1| + \sum_{j=1}^{q} |w_i^j+\hat{E}_i \mu^jx_1|, \]

and we expect that \(h_i^j\) and \(w_i^j\) much smaller than \(\hat{E}_i\).

Establish the key \(L^{2}\)-estimate for \(h_i^j,w_i^j\)

Such estimate containst the following

\[ \int_{ B_{\frac{1}{2}}} \frac{|X^\bot|^{2}}{|X|^{n+2}}+\sum_{2\leq j\leq n}^{}|e_j^\bot|^{2}+\frac{d^{2}(X,\mathrm{spt}\,\|C_j\|)}{|X|^{n+2-\mu}} \leq C \hat{E}_i^2. \]

We can also establish the uniform bound for \(E^{-1}(V_i)h_i^j\) and \(E^{-1}(V_i)w_i^j\) and obtain the limit function \(h\) and \(w\). Such limit is called the fine blow-up limit.

Theorem 4.5.8

For the fine blow-up limit \(h\) and \(w\), we know \(h,w\) are at least \(C^{2}\) up to the boundary.

Proof. This relies on the key \(L^{2}\) esimate using the fine excess.

First, we need to show the \(C^{0,\alpha}\) estimate for \(h,w\). We need to use the \(L^{2}\)-estimate to finish the proof.

Now, we need to show the \(C^{2,\alpha}\) estimate for \(h,w\). This is based on the stationary property of \(V_i\) and the definition of the blow-ups, and the properties of harmonic functions.

Note that each \(h,w\) are all harmonic in its interior, which is a consequence of the stationary property of \(V_i\) and definition of the blow-ups.

The key is actually the smoothness up to the boundary. ◻

Improvement of the fine excess at a smaller scale

Using the properties of the fine blow-up limit, we can improve the fine excess at a smaller scale as follows.

Under suitable assumptions, with \(\hat{E}(V_i)\) small enough, \(\hat{E}^{-1}(V_i)E(V_i)\) is small enough, we can find a new cone \(\boldsymbol{C}_i'\), such that if we apply a rotation, a scaling to the original varifold \(V_i\), we can obtain a new varifold \(V_i'\), such that the fine excess of \(V_i'\) with respect to \(\boldsymbol{C}_i'\) is much smaller than the fine excess of \(V_i\) with respect to \(\boldsymbol{C}_i\). One can think of this as follows. Under suitable assumptions, if one zooms in the original varifold \(V_i\), it will look closer to a new cone \(\boldsymbol{C}_i'\).

Iterative process

If such steps can be done infinitely many times for a given varifold \(V_i\), we can obtain a limit cone \(\boldsymbol{C}_{i,\infty}\). Note that the difference between \(\boldsymbol{C}_{i,k}\) and \(\boldsymbol{C}_{i,k+1}\) is much smaller than the difference between \(\boldsymbol{C}_{i,k}\) and the plane \(\{ x_{n+1}=0 \}\), because the fine excess is much smaller than the original excess. Hence \(\boldsymbol{C}_{i,\infty}\) is still a classical cone. These steps also imply that we can find varifolds \(V_{i,k}\) which converge to \(\boldsymbol{C}_{i,\infty}\) in the varifold sense.

This is a contradiction to the minimal distance theorem.

Gaoming Wang
Gaoming Wang
Assistant Professor

My research interests include Geometric Analysis and Partial Differential Equations.